Richard Joseph Fiderer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-08-10
TX	RA	APPROVED	2023-08-10

NY RA
APPROVED

Since 2023-08-10
TX RA
APPROVED

Since 2023-08-10

Branch Locations

50 Charles Lindbergh Blvd Ste 420, Uniondale, NY 11553 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securian Financial Services, Inc	St Paul	MN	02/2015	08/2023
Minnesota Life Insurance Company	St Paul	MN	02/2015	08/2023
Allied Wealth Partners	Uniondale	NY	02/2015	Present
Cetera Wealth Services, Llc	Uniondale	NY	08/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	Present

02/2015 → 08/2023

Securian Financial Services, Inc

St Paul, MN
02/2015 → 08/2023

Minnesota Life Insurance Company

St Paul, MN
02/2015 → Present

Allied Wealth Partners

Uniondale, NY
08/2023 → Present

Cetera Wealth Services, Llc

Uniondale, NY
08/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2016-08-04 → 2023-08-10

Securian Financial Services, Inc.

Uniondale, NY

St. Paul, MN

Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: , Uniondale NY , United States DESCRIPTION: Agent/Broker WESTBURY/CARLE PLACE CHAMBER OF COMMERCE POSITION: Trustee NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2021 ADDRESS: P.O. Box 474, Westbury NY 11590, United States DESCRIPTION: I will serve on the Board of the Westbury/Carle Place Chamber of Commerce. I will go to board meetings once a month to help organize our monthly activities. OLD WESTBURY HEBREW CONGREGATION POSITION: Board President NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 21 Old Westbury Rd, Old Westbury NY 11568, United States DESCRIPTION: This is a Synagogue. I will run the monthly Board of Directors meetings as President. I will be responsible for creating an agenda for the Board meetings and developing cultural programming.