Leah Alexis Baker

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-26
IL	RA	APPROVED	2016-07-19

TX RA
APPROVED

Since 2026-05-26
IL RA
APPROVED

Since 2016-07-19

Branch Locations

1 Mid America Plz Suite 800, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Oakbrook Terrace	IL	07/2016	Present

07/2016 → Present

Raymond James & Associates, Inc.

Oakbrook Terrace, IL

Other Businesses

(1)Name of Business: Middlebury Properties LLC Address: 29W717 W Schick Rd, Bartlett, IL, 60103, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO Investment Related: Yes Start Date: 10/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner and manager of Middlebury Properties LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-13

S66 Uniform Combined State Law Examination

2016-05-13

Designations

Certified Financial Planner

Other Names

Leah Alexis Ko

View on SEC IAPD