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CRD 6449579
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2019-07-30 |
| TX | RA | APPROVED | 2015-11-30 |
| CT | RA | APPROVED | 2015-11-24 |
Branch Locations
500 Cummings Ctr, Beverly, MA 01915 • United States
101 Derby St, Hingham, MA 02043 • United States
1545 Iyannough Rd, Hyannis, MA 02601 • United States
100 Federal St, Boston, MA 02110 • United States
27 Main St, Andover, MA 01810 • United States
440 Boylston St, Boston, MA 02116 • United States
92 Ames St, Cambridge, MA 02142 • United States
1414 Massachusetts Ave, Cambridge, MA 02138 • United States
27 Coogan Blvd, Mystic, CT 06355 • United States
Quaker Hill, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New London | CT | 02/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-23 |
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