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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-02
GA RA APPROVED 2016-01-19
  • TX RA
    APPROVED_RES
    Since 2026-07-02
  • GA RA
    APPROVED
    Since 2016-01-19

Branch Locations

202 North Lewis Street, Lagrange, GA 30240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Inc. Lagrange GA 02/2015 Present
  • 02/2015 → Present
    Stifel, Nicolaus & Company, Inc.
    Lagrange, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-14
  • S66 Uniform Combined State Law Examination
    2016-01-14
Designations

View on SEC IAPD

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