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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-05 |
| WA | RA | APPROVED | 2018-01-12 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Bellevue | WA | 02/2015 | 05/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2015 | 05/2017 |
| Stifel Nicolaus & Co Inc | Bellevue | WA | 01/2018 | Present |
| Uniqlo | Bellevue | WA | 11/2017 | 12/2017 |
| Extended Travel | Hanoi | 06/2017 | 08/2017 |
1. Youth Eastside Services; 999 164th ave NE bellevue WA 98008; Non Profit provider of Behavioral Health Service for children and youth; Board member; Board meetings 12x per year, Community engagement, fundraising, Consulting on direction of organization; 08/15/2023; 2.00hr/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-24 |
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