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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-26
TX RA APPROVED 2026-03-23
  • AZ RA
    APPROVED
    Since 2026-03-26
  • TX RA
    APPROVED
    Since 2026-03-23

Branch Locations

Phoenix, AZ • United States

1616 N Litchfield Rd Suite A155, Goodyear, AZ 85395 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners Financial Services Scottsdale AZ 12/2015 01/2019
Rogers & Kirby Phoenix AZ 06/2015 01/2019
Jk & Lk Llc Scottsdale AZ 08/2017 Present
Independent Financial Group, Llc Goodyear AZ 01/2019 03/2026
Dominion Growth Advisors Goodyear AZ 03/2026 Present
Pinnacle Creative Arts Fountain Hills AZ 08/2018 Present
Cetera Advisors Llc St Cloud MN 03/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2026 Present
  • 12/2015 → 01/2019
    United Planners Financial Services
    Scottsdale, AZ
  • 06/2015 → 01/2019
    Rogers & Kirby
    Phoenix, AZ
  • 08/2017 → Present
    Jk & Lk Llc
    Scottsdale, AZ
  • 01/2019 → 03/2026
    Goodyear, AZ
  • 03/2026 → Present
    Dominion Growth Advisors
    Goodyear, AZ
  • 08/2018 → Present
    Pinnacle Creative Arts
    Fountain Hills, AZ
  • 03/2026 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: Dominion Growth Advisors INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: Accounting START DATE: 3/2026 POSITION/TITLE/RELATIONSHIP: Owner APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: Accounting Services, Tax Preparation, Bookkeeping, CFO work; 2. NAME OF OTHER BUSINESS: Pinnacle Creative Arts INVESTMENT RELATED: No ADDRESS: 10843 N Indian Wells Dr, Fountain Hills, AZ 85268 NATURE OF BUSINESS: Training performers START DATE: 8/2018 POSITION/TITLE/RELATIONSHIP: Owner APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: None; 3. NAME OF OTHER BUSINESS: JK & LK LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: Unfunded LLC START DATE: 8/2017 POSITION/TITLE/RELATIONSHIP: Officer/Director/Owner APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Entity exists but it was never funded; 4. NAME OF OTHER BUSINESS: DOMINION PRIVATE WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: Financial Services START DATE: 3/2026 POSITION/TITLE/RELATIONSHIP: Financial Professional APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: Wealth Management Services, Financial Planning, Insurance, Estate Planning;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-16
  • S66 Uniform Combined State Law Examination
    2016-03-16
Designations

View on SEC IAPD

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