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100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Retail Management | Andover/Boston | MA | 02/2015 | 07/2024 |
| Franklin Distributors, Llc | Boston | MA | 07/2024 | Present |
| Putnam Investment Management | Boston | MA | 06/2021 | Present |
| Ft Companies | San Mateo | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-30 |
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