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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-16
FL RA APPROVED 2022-06-06
  • TX RA
    APPROVED_RES
    Since 2022-11-16
  • FL RA
    APPROVED
    Since 2022-06-06

Branch Locations

1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Fort Lauderdale FL 03/2017 Present
Massachusetts Mutual Life Insurance Company Fort Lauderdale FL 07/2016 Present
  • 03/2017 → Present
    Fort Lauderdale, FL
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Fort Lauderdale, FL
Other Businesses

(1)NAME: EDIFY GROUP, LLC INV REL: Y ADDR: 1000 CORPORATE DR SUITE 700 FT LAUDERDALE FL 33334 NATURE: NONMMLIA INSURANCE BROKERAGE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, & DISABILITY POSITION: SALES/AGENT START: 01/01/2016 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 20. (2)NAME: EDIFY GROUP, LLC INV REL: Y ADDR: 1000 CORPORATE DR SUITE 700 FT LAUDERDALE FL 33334 NATURE: STRUCTURED SETTLEMENTS (COURT ORDERED ANNUITIES) POSITION: AGENT START: 8/1/2017 NO HRS/MO: 5 NO HRS/MO DUR TRADING: N/A. (3)NAME: EDIFY INSURANCE BROKERS INV REL: Y ADDR: 1000 CORPORATE DR SUITE 700 FT LAUDERDALE FL 33334 NATURE: PROPERTY/CASUALTY POSITION: OWNER START: 7/1/2021 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: ADMIN AND REFER CLIENTS TO OUR P&C SERVICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-10-04
S65 Uniform Investment Adviser Law Examination 2022-06-01
  • S63 Uniform Securities Agent State Law Examination
    2022-10-04
  • S65 Uniform Investment Adviser Law Examination
    2022-06-01

View on SEC IAPD

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