Christopher Jon Williams

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 11/2006 → Present
  Williams Financial Group
  Clinton, MA
• 04/2017 → Present
  Clinton Savings Bank
  Clinton, MA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2006 → 10/2016
  Investors Capital
  Lynnfield, MA

Previous Registrations

• 2006-12-01 → 2016-10-03
  Investors Capital Corp.
  Clinton, MA
  Lynnfield, MA
  Clinton, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
• 2005-03-25 → 2006-12-04
  Cetera Wealth Services, Llc
  Clinton, MA
  Clinton, MA

Other Businesses

1. DBA: WILLIAMS FINANICAL GROUP, SAME AS REGSITERED LOCATION. 2. OBA: FIXED INSURANCE. SAME AS REGSITERED LOCATION. TITLE: AGENT. START DATE: 6/1/1999. HOURS PER MONTH: 8; HOURS DURING TRADING: 8. 3. ROTARY CLUB OF CLINTON. PO BOX 272 CLINTON MA 01510. CIVIC ORGANIZATION. MEMBER. START DATE: 6/28/2001. HOURS PER MONTH: 6; HOURS DURING TRADING: 6. 4.NAME OF OTHER BUSINESS: CLINTON SAVINGS BANK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK START DATE: 4/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: REGISTERED REP BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES 5.NAME OF OTHER BUSINESS: CLINTON SAVINGS BANK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK START DATE: 4/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: DIRECTOR BRIEF DESCRIPTION OF DUTIES: ON THE BOARD OF DIRECTORS 6. NAME OF OTHER BUSINESS: RTPC, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL OUT 2 RENTAL PROPERTIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-01
• S63 Uniform Securities Agent State Law Examination
  1999-01-11

Other Names

• Chris Williams