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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-01-08 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
Cornelius, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Asset Management, Inc. | Kannapolis | NC | 07/2015 | 10/2018 |
| Synergy Investment Group Llc | Cornelius | NC | 10/2015 | 10/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 10/2019 | Present |
| Tiaa | Charlotte | NC | 10/2019 | Present |
| Sa Stone Wealth Managment, Inc. | Kannapolis | NC | 02/2015 | 07/2018 |
NC REAL ESTATE BROKER POSITION: license holder NATURE: Real Estate sales in North Carolina. Currently holding license not registered with a firm INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1996 ADDRESS: Home Address, Cornelius NC 28031, United States DESCRIPTION: Real Estate sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-16 |
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