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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-30
  • CA RA
    APPROVED
    Since 2021-10-30

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

10614 Trinity Pkwy, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Manteca CA 01/2015 07/2021
Jpmorgan Chase Bank Manteca CA 03/2009 07/2021
Lvl Products, Llc. Stockton CA 02/2018 03/2020
Wells Fargo Clearing Services, Llc Stockton CA 07/2021 Present
Wells Fargo Bank, Na Stockton CA 07/2021 Present
  • 01/2015 → 07/2021
    Jp Morgan Securities Llc
    Manteca, CA
  • 03/2009 → 07/2021
    Jpmorgan Chase Bank
    Manteca, CA
  • 02/2018 → 03/2020
    Lvl Products, Llc.
    Stockton, CA
  • 07/2021 → Present
    Stockton, CA
  • 07/2021 → Present
    Wells Fargo Bank, Na
    Stockton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
S63 Uniform Securities Agent State Law Examination 2015-04-09
  • S66 Uniform Combined State Law Examination
    2021-10-29
  • S63 Uniform Securities Agent State Law Examination
    2015-04-09
Other Names
  • Zaira Arroyo

View on SEC IAPD

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