Collin N Lacy

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 07/2019
  Learnvest Inc.
  Scottsdale, AZ
• 08/2018 → 06/2019
  Northwestern Mutual Investment Services Lllc
  Scottsdale, AZ
• 06/2020 → 09/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2019 → 04/2020
  Brightside Benefits Llc
  Chandler, AZ
• 07/2020 → 09/2022
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 10/2022 → Present
  Matthew Plocher
  Los Angeles, CA
• 10/2022 → Present
  Northwestern Mutual Investment Services Llc
  Los Angeles, CA

Previous Registrations

• 2018-08-30 → 2019-07-01
  Northwestern Mutual Investment Services, Llc
  Scottsdale, AZ
  Milwaukee, WI
• 2015-04-02 → 2018-06-07
  Learnvest Planning Services, Llc
  Scottsdale, AZ

Other Businesses

1. 100% OWNER, 203A TOMBSTONE CANYON ROAD, 203A TOMBSTONE CANYON ROAD, BISBEE, , ARIZONA, 85603, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BASIC MANAGEMENT, non investment related. 4. 25% OWNER, MAPLE STREET BABY LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/30/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OPERATIONS DECISIONS AROUND SOFTWARE USE, PRODUCT PROCUREMENT, AND TESTING, non investment related

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-11-02
• S65 Uniform Investment Adviser Law Examination
  2015-02-20

Other Names

• Colin Neil Lacy
• Colin Neil Lacey
• Collin Lacey
• Colin Lacy
• Collin Lacy
• Collin Neil Lacy