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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
GA RA APPROVED 2019-06-20
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • GA RA
    APPROVED
    Since 2019-06-20

Branch Locations

2300 Windy Ridge Parkway Suite 150-S, Atlanta, GA 30339 • United States

Covington, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Atlanta GA 09/2015 06/2019
Foresters Advisory Services Atlanta GA 12/2018 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 08/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2019 Present
Cetera Advisors Llc St Cloud MN 08/2025 Present
  • 09/2015 → 06/2019
    Foresters Financial Services
    Atlanta, GA
  • 12/2018 → 06/2019
    Foresters Advisory Services
    Atlanta, GA
  • 06/2019 → 08/2025
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Schaumburg, IL
  • 08/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
Previous Registrations
  • 2019-01-25 → 2019-06-24
    Foresters Advisory Services, Llc
    Atlanta, GA
Other Businesses

1. NAME OF OTHER BUSINESS: MANHATTAN RIDGE ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-13
S63 Uniform Securities Agent State Law Examination 2015-03-13
  • S65 Uniform Investment Adviser Law Examination
    2018-12-13
  • S63 Uniform Securities Agent State Law Examination
    2015-03-13

View on SEC IAPD

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