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Shlomo Schmalz

Park Avenue Securities LLC

Pomona, NY

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-12
FL RA APPROVED 2022-01-06
NJ RA APPROVED 2022-01-06
DE RA APPROVED 2022-01-05
MD RA APPROVED 2022-01-05
NY RA APPROVED 2022-01-05
  • CA RA
    APPROVED
    Since 2024-12-12
  • FL RA
    APPROVED
    Since 2022-01-06
  • NJ RA
    APPROVED
    Since 2022-01-06
  • DE RA
    APPROVED
    Since 2022-01-05
  • MD RA
    APPROVED
    Since 2022-01-05
  • NY RA
    APPROVED
    Since 2022-01-05

Branch Locations

1507 Route 202, Pomona, NY 10970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safrin Associates Pomona NY 12/2014 Present
Park Avenue Securities Llc Pomona NY 04/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-06
S63 Uniform Securities Agent State Law Examination 2015-08-09
  • S65 Uniform Investment Adviser Law Examination
    2017-02-06
  • S63 Uniform Securities Agent State Law Examination
    2015-08-09
Other Names
  • Sol Schmalz

View on SEC IAPD

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