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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-12 |
| FL | RA | APPROVED | 2022-01-06 |
| NJ | RA | APPROVED | 2022-01-06 |
| DE | RA | APPROVED | 2022-01-05 |
| MD | RA | APPROVED | 2022-01-05 |
| NY | RA | APPROVED | 2022-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Safrin Associates | Pomona | NY | 12/2014 | Present |
| Park Avenue Securities Llc | Pomona | NY | 04/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-09 |
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