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3960 Prospect Avenue Suite A, Yorba Linda, CA 92886 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-25 |
| CA | RA | APPROVED | 2020-11-20 |
Branch Locations
3960 Prospect Avenue Suite A, Yorba Linda, CA 92886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Brea | CA | 02/2015 | 11/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2015 | 11/2020 |
| Ark Wealth Advisors, Llc | Yorba Linda | CA | 11/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2018 | 11/2020 |
1. 374139 - Friends Community Church Brea; Investment related No; Brea , CA; Christian Ministry; Member of the Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 0.15 2. INDEPENDENT INSURANCE AGENT; INVESTMENT-RELATED; 3960 PROSPECT AVENUE, SUITE A, YORBA LINDA, CA 92886; INSURANCE SALES; SELL INSURANCE PRODUCTS. 3. MDR PARTNERS, LLC; NOT INVESTMENT-RELATED; 3960 PROSPECT AVENUE, SUITA A, YORBA LINDA, CA 92886; QUALIFYING PROSPECTS FOR R&D CREDITS; MEMBER OF LLC; SALES ORGANIZER; START DATE: 01/10/2021; APPRXOXIMATELY 5 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-24 |
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