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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
SC RA APPROVED 2023-01-31
  • TX RA
    APPROVED
    Since 2023-02-14
  • SC RA
    APPROVED
    Since 2023-01-31

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Clemson SC 02/2015 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rock Hill SC 11/2022 Present
Good Mortgage Charlotte NC 06/2017 09/2018
Roundpoint Mortgage Servicing Charlotte NC 10/2018 08/2019
Mortgage Investors Group Charlotte NC 11/2019 11/2020
Nexera Holding Llc Dba Newif Lending Charlotte NC 12/2020 04/2021
Colten Mortgage Charlotte NC 04/2021 10/2022
All Western Mortgage Charlotte NC 10/2022 11/2022
Bank Of America, N.A. Rock Hill SC 01/2023 Present
  • 02/2015 → 06/2017
    Clemson, SC
  • 11/2022 → Present
    Rock Hill, SC
  • 06/2017 → 09/2018
    Good Mortgage
    Charlotte, NC
  • 10/2018 → 08/2019
    Roundpoint Mortgage Servicing
    Charlotte, NC
  • 11/2019 → 11/2020
    Mortgage Investors Group
    Charlotte, NC
  • 12/2020 → 04/2021
    Nexera Holding Llc Dba Newif Lending
    Charlotte, NC
  • 04/2021 → 10/2022
    Colten Mortgage
    Charlotte, NC
  • 10/2022 → 11/2022
    All Western Mortgage
    Charlotte, NC
  • 01/2023 → Present
    Bank Of America, N.A.
    Rock Hill, SC
Previous Registrations
  • 2015-06-11 → 2017-06-13
    Seneca, SC
    St Louis, MO
    Seneca, SC
    Seneca, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-26
  • S66 Uniform Combined State Law Examination
    2023-01-26

View on SEC IAPD

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