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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-29 |
| NY | RA | APPROVED | 2022-11-08 |
| OH | RA | APPROVED | 2022-06-03 |
| VA | RA | APPROVED | 2022-03-03 |
| WA | RA | APPROVED | 2018-10-03 |
| OR | RA | APPROVED | 2018-01-30 |
| CO | RA | APPROVED | 2017-03-21 |
| AZ | RA | APPROVED | 2017-02-14 |
| CA | RA | APPROVED | 2016-02-10 |
Branch Locations
910 E. Hamilton Avenue Suite 150, Campbell, CA 95008 • United States
Mountain View, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | San Jose | CA | 02/2015 | 08/2018 |
| Park Avenue Securities | San Jose | CA | 10/2015 | 08/2018 |
| Guardian Life Insurance Company | Campbell | CA | 09/2018 | 06/2024 |
| Park Avenue Securities | Campbell | CA | 09/2018 | 06/2024 |
| Guardian Life Insurance Company | Mountain View | CA | 06/2024 | Present |
| Park Avenue Securities | Mountain View | CA | 06/2024 | Present |
| Guardian Life Insurance Company | Irvine | CA | 06/2024 | 12/2024 |
| Park Avenue Securities | Irvine | CA | 06/2024 | 12/2024 |
| Guardian Life Insurance Company | Campbell | CA | 12/2024 | Present |
| Park Avenue Securities | Campbell | CA | 12/2024 | Present |
1) Insurance outside of Guardian, Start: 08/01/2016, Address: 910 E. Hamilton Avenue Suite 150; Campbell, CA 95008, 10 total hour per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 2) CBA Business Services, Inc.- formed this corp solely as an entity to employ our staff for administrative work, Start: 04/11/2022, Address: 910 E. Hamilton Avenue Suite 150; Campbell, CA 95008, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-08 |
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