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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-28 |
| CA | RA | APPROVED | 2016-08-29 |
Branch Locations
125 Water St Ste A-3, Santa Cruz, CA 95060 • United States
1905 The Alameda, San Jose, CA 95126 • United States
99 Pacific St Ste 400, Monterey, CA 93940-2470 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Jose | CA | 02/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | San Jose | CA | 03/2020 | Present |
Board of Directors; Eagle Rock at Frontier Village Home Owners Association; Board Member of HOA; 262 E Hamilton Ave, Ste D, Campbell, CA, 95008; Not Investment-Related; 09/24/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-29 |
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