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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-28
CA RA APPROVED 2016-08-29
  • TX RA
    APPROVED
    Since 2017-06-28
  • CA RA
    APPROVED
    Since 2016-08-29

Branch Locations

125 Water St Ste A-3, Santa Cruz, CA 95060 • United States

1905 The Alameda, San Jose, CA 95126 • United States

99 Pacific St Ste 400, Monterey, CA 93940-2470 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Jose CA 02/2015 03/2020
Ameriprise Financial Services, Llc San Jose CA 03/2020 Present
Other Businesses

Board of Directors; Eagle Rock at Frontier Village Home Owners Association; Board Member of HOA; 262 E Hamilton Ave, Ste D, Campbell, CA, 95008; Not Investment-Related; 09/24/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-29
  • S66 Uniform Combined State Law Examination
    2016-06-29
Other Names
  • Lesley Jacqueline Holden

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Santa Cruz, CA

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