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Current Employers
3Rd Creek Investments

Incline Village, NV • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-08-31
WA RA APPROVED 2015-06-05
  • NV RA
    APPROVED
    Since 2020-08-31
  • WA RA
    APPROVED
    Since 2015-06-05

Branch Locations

Incline Village, NV • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3Rd Creek Investments Incline Village NV 01/2016 Present
Other Businesses

1. 3RD CREEK VENTURES, LLC; INVESTMENT-RELATED. PO BOX 5406, INCLINE VILLAGE, NV 89450 ANGEL INVESTING/VENTURE CAPITAL FIRM TRUSTEE BEGINNING 09/15/2006 I SPEND APPROXIMATELY 1 HOUR PER MONTH ASSISTING COMPANIES IN THE PORTFOLIO WITH ACCOUNTING, TAX PREPARATION, AND OPERATIONS. 2. 3RD CREEK MEDICAL VENTURES, LLC; INVESTMENT-RELATED. PO BOX 5406, INCLINE VILLAGE, NV 89450 ANGEL INVESTING/VENTURE CAPITAL FIRM TRUSTEE BEGINNING 06/29/2012 I SPEND APPROXIMATELY 2 HOURS PER MONTH ASSISTING WITH OPERATIONS. 3. Dave B. Straley, CPA DBA 3RD CREEK ACCOUNTING, NOT INVESTMENT-RELATED. PO BOX 5406, INCLINE VILLAGE, NV 89450 ACCOUNTING AND TAX FIRM RELATIONSHIP TO FIRM: I USED TO WORK FOR 3RD CREEK ACCOUNTING FROM OCT 2013-DEC 2014. ALTHOUGH I NOW WORK WITH 3RD CREEK INVESTMENTS, I ASSIST OCCASIONALLY WITH 3RD CREEK ACCOUNTING TAX AND ACCOUNTING TASKS. I SPEND APPROXIMATELY 15 HOURS PER MONTH ASSISTING WITH ACCOUNTING AND TAX TASKS. 4. 3rd Creek Foundation, Not investment-related. PO Box 5406, Incline Village, NV 89450 Non-profit Private Family Foundation Board President and Executive Director beginning January, 2012. I spend approximately 15 hours per month on activities supporting this organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-13
  • S65 Uniform Investment Adviser Law Examination
    2014-10-13
Designations

View on SEC IAPD

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