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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-04
  • CA RA
    APPROVED
    Since 2026-02-04

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

21151 S Western Ave #110, Torrance, CA 90501 • United States

Global Assets Advisory, Llc

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-07
  • CA RA
    APPROVED
    Since 2025-11-07

Branch Locations

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

21151 S Western Ave #110, Torrance, CA 90501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Torrance CA 08/2016 12/2018
Western International Securities, Inc. Pasadena CA 01/2019 06/2023
International Assets Investment Management, Llc Torrance CA 02/2026 Present
Global Assets Advisory, Llc Torrance CA 11/2025 Present
International Assets Advisory, Llc Torrance CA 06/2023 Present
Other Businesses

1) KIYOHARA & TAKAHASHI, LLP 6055 E. WASHINGTON BLVD. #690, COMMERCE, CA 90040 - PUBLIC ACCOUNTING - TAX STAFF SINCE 8/2023 - APPROX 35 HRS/MO - HOURLY WAGE 2) ACC-EXPRESS, 229 N CENTRAL AVE #609, GLENDALE, CA 91203 - STAFF ACCOUNTANT - BOOKKEEPING WRITE-UPS SINCE 04/2025 - APPROX 20 HRS/MO - HOURLY WAGE 3) PATRICK EGAN 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - REMOTE ADMINISTRATIVE SUPPORT FOR FINANCIAL ADVISORS REGISTERED WITH SHARED REGISTRATION - SINCE 07/2025 - APPROX 160 HRS/MO - 1099 COMPENSATION 4) GLOBAL ASSETS ADVISORY, LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - AFFILIATED RIA - INVESTMENT ADVISOR REPRESENTATIVE SINCE 11/2025 - APPROX 10 HRS/MO - FEE BASED COMPENSATION 5) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - AFFILIATED RIA - INVESTMENT ADVISOR REPRESENTATIVE SINCE 02/2026 - APPROX 240 HRS/MO - FEE BASED COMPENSATION 6) ANTECH 17620 MT HERRMANN ST, FOUNTAIN VALLEY, CA 92708 - LABORATORY SCIENCE, BIOLOGICAL EXAMINATION - HISTOLOGIST SINCE 03/2026 - APPROX 192 OVERNIGHT HRS/MO - HOURLY COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-06
S63 Uniform Securities Agent State Law Examination 2015-03-09
  • S66 Uniform Combined State Law Examination
    2025-11-06
  • S63 Uniform Securities Agent State Law Examination
    2015-03-09

View on SEC IAPD

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