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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-26 |
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
2329 Highway 34 Summit Corporate Ctr Suite 202, Manasquan, NJ 08736 • United States
Manasquan, NJ • United States
101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | East Brunswick | NJ | 09/2017 | 03/2020 |
| Wings Over Rutgers | New Brunswick | NJ | 02/2015 | 01/2018 |
| Robert Half | Red Bank | NJ | 05/2017 | 06/2017 |
| Rutgers University | New Brunswick | NJ | 01/2013 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Eatontown | NJ | 04/2020 | 01/2021 |
| Bank Of America, N.A. | Eatontown | NJ | 04/2020 | 01/2021 |
| Sestito Financial Services | East Brunswick | NJ | 01/2019 | 03/2020 |
| Pruco Securities, Llc. | East Brunswick | NJ | 02/2021 | 11/2024 |
| Lpl Enterprise, Llc | East Brunswick | NJ | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-14 |
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