Kurt Allan Petricek

Zacks Investment Management, Inc.

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Current Employers

Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-02-11

AZ RA
APPROVED

Since 2026-02-11

Branch Locations

Phoenix, AZ • United States

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guggenheim Funds Distributors, Llc	Lisle	IL	01/2014	02/2025
Zacks Investment Management	Chicago	IL	01/2026	Present
Unemployed	Phoenix	AZ	03/2025	12/2025
Lbmz Securities, Inc.	Chicago	IL	01/2026	Present

01/2014 → 02/2025

Guggenheim Funds Distributors, Llc

Lisle, IL
01/2026 → Present

Zacks Investment Management

Chicago, IL
03/2025 → 12/2025

Unemployed

Phoenix, AZ
01/2026 → Present

Lbmz Securities, Inc.

Chicago, IL

Previous Registrations

2014-09-02 → 2025-02-05

Guggenheim Investments

Pheonix, AZ

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-31
S63	Uniform Securities Agent State Law Examination	2005-04-23

S65 Uniform Investment Adviser Law Examination

2014-08-31
S63 Uniform Securities Agent State Law Examination

2005-04-23

View on SEC IAPD

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