Kurt Allan Petricek

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 02/2025
  Guggenheim Funds Distributors, Llc
  Lisle, IL
• 01/2026 → Present
  Zacks Investment Management
  Chicago, IL
• 03/2025 → 12/2025
  Unemployed
  Phoenix, AZ
• 01/2026 → Present
  Lbmz Securities, Inc.
  Chicago, IL

Previous Registrations

• 2014-09-02 → 2025-02-05
  Guggenheim Investments
  Pheonix, AZ
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-31
• S63 Uniform Securities Agent State Law Examination
  2005-04-23