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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-06-28 |
Branch Locations
485 Ritchie Highway Suite A103, Severna Park, MD 21146 • United States
9151 Baltimore National Pike, Ellicott City, MD 21042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Wilmington | DE | 06/2014 | 03/2018 |
| T Rowe Price | Owings Mills | MD | 03/2018 | 06/2021 |
| Raymond James Financial Services, Inc | Ellicott City | MD | 06/2021 | Present |
| Fulton Bank | Severna Park | MD | 06/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Ellicott City | MD | 06/2021 | Present |
1. Name of Business: Fulton Bank Address: 601 Baltimore Annapolis Ste 208, Severna Park, MD, 21146, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/28/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Provide financial consultation to current bank clients and prospects. 2. Name of Business : Fulton Bank Address: Severna Park, MD Nature of the Business: Bank/Credit Union Associate Position/Title: Employee Investment Related: Yes Start Date: 07/20/2021 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 130 Description of duties: Provide financial consultation to current bank clients and prospects.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-09 |
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