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James Joseph Batterson

Equitable Advisors, LLC

Sioux Falls, SD

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2020-03-16
  • SD RA
    APPROVED
    Since 2020-03-16

Branch Locations

609 E Tan Tara Circle Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raistone Wealth Partners Sioux Falls SD 01/2018 Present
Office Of Jay Bentz Sioux Falls SD 02/2015 01/2018
Axa Advisors, Llc New York NY 03/2019 06/2020
Equitable Advisors, Llc New York NY 03/2019 Present
  • 01/2018 → Present
    Raistone Wealth Partners
    Sioux Falls, SD
  • 02/2015 → 01/2018
    Office Of Jay Bentz
    Sioux Falls, SD
  • 03/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2019 → Present
    New York, NY
Other Businesses

RAISTONE WEALTH PARTNERS, Registered Representative, 609 E Tan Tara Cir, Ste 100, Sioux Falls, SD 57108, January 2018 to present, investment related, 160 hours per month. Volunteers of America-Dakotas, PO Box 89306, Sioux Falls, SD 57109, compensated companion, February 2020 to present, one hour per month, not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-05
  • S66 Uniform Combined State Law Examination
    2020-03-05
Other Names
  • Jim Batterson

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