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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Rochester | MN | 02/2015 | 02/2018 |
| Td Ameritrade, Inc. | Rochester | MN | 02/2018 | 08/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 08/2019 |
| Edward Jones | St.LOuis | MO | 08/2019 | 05/2022 |
| Wells Fargo Bank, Na | St. Cloud | MN | 05/2022 | 01/2023 |
| Wells Fargo Clearing Services, Llc | St. Cloud | MN | 05/2022 | 01/2023 |
| J.P. Morgan Securities Llc | Saint Cloud | MN | 01/2023 | 07/2024 |
| Jpmorgan Chase Bank, N.A. | Saint Cloud | MN | 01/2023 | 07/2024 |
| Scottrad Invesment Management | Rochester | MN | 01/2017 | 02/2018 |
| Scottrade, Inc | Rochester | MN | 02/2015 | 02/2018 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 07/2024 | 09/2025 |
| Principal Life Insurance Company | Sartell | MN | 09/2025 | Present |
| Principal Securities, Inc. | Sartell | MN | 09/2025 | Present |
| St. Cloud Financial Investment Services | Sartell | MN | 09/2025 | Present |
**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2025 ADDRESS: 1716 Pine Cone Rd S, Sartell MN 56377, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **ST. CLOUD FINANCIAL INVESTMENT SERVICES (DBA) POSITION: Director of Investment Services NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/15/2025 ADDRESS: 3030 1st St South, St Cloud MN 56301, United States DESCRIPTION: Investment services program for the Credit Union. Reps offer guidance on financial and retirement planning, investment and insurance options. As leader of the department, also responsible for staffing, compliance, and overall program management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-25 |
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