Best Investors Account Sign in
Inactive

Shams Afzal

Carnegie Investment Counsel

Pepper Pike, OH

Maumee, OH

CRD 6446314

Claim This Profile
Employer firm

Carnegie Investment Counsel CRD 150488

$7.51B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • COMMENTARIES AND BLOGPOSTS

From the firm’s Form ADV. Read the guides:

Current Employers
Carnegie Investment Counsel

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-09-04
  • OH RA
    APPROVED
    Since 2018-09-04

Branch Locations

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

1701 Woodlands Dr. Suite 200, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Wealth Consultants Toledo OH 09/2014 09/2018
Carnegie Investment Counsel Toledo OH 08/2018 05/2022
Carnegie Investment Counsel Maumee OH 05/2022 05/2024
Carnegie Investment Counsel Maumee OH 05/2024 Present
Previous Registrations
  • 2017-09-25 → 2018-10-31
    Private Wealth Consultants Ltd
    Toledo, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-25
  • S65 Uniform Investment Adviser Law Examination
    2017-09-25

View on SEC IAPD

Nearby Firms

NIRVANA ANALYTICS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
UBS FINANCIAL SERVICES INC.

Nearby Investors

JAMES BURNER CREW
Ridwan Kolade Umar
Pierson Joseph Wagner

Nearby Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH

More in Pepper Pike, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor