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Shams Afzal

Carnegie Investment Counsel

Pepper Pike, OH

Maumee, OH

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Current Employers
Carnegie Investment Counsel

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-09-04
  • OH RA
    APPROVED
    Since 2018-09-04

Branch Locations

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

1701 Woodlands Dr. Suite 200, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Wealth Consultants Toledo OH 09/2014 09/2018
Carnegie Investment Counsel Toledo OH 08/2018 05/2022
Carnegie Investment Counsel Maumee OH 05/2022 05/2024
Carnegie Investment Counsel Maumee OH 05/2024 Present
Previous Registrations
  • 2017-09-25 → 2018-10-31
    Private Wealth Consultants Ltd
    Toledo, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-25
  • S65 Uniform Investment Adviser Law Examination
    2017-09-25

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
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