Sarai Vazquez

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 02/2017
  Transamerica Retirement Solutions
  St. Petersburg, FL
• 02/2015 → 12/2016
  Transamerica Investors Securities Corporation
  St. Petersburg, FL
• 02/2017 → 10/2017
  Transamerica Retirement Solutions
  Saint Petersburg, FL
• 03/2017 → 10/2017
  Transamerica Investors Securities Corporation
  St. Petersburg, FL
• 05/2018 → 04/2020
  Transamerica Financial Advisors, Inc
  Tampa, FL
• 04/2018 → 04/2020
  World Financial Group, Inc.
  Tampa, FL
• 02/2017 → 09/2017
  Transamerica Life Insurance Company
  Saint Petersburg, FL
• 10/2017 → 04/2018
  Homemaker
  Lake Wales, FL
• 04/2020 → 07/2023
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 08/2023 → Present
  Transamerica Investors Securities Corporation
  Lake Wales, FL
• 08/2023 → Present
  Transamerica Life Insurance Company
  Lake Wales, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-13
• S63 Uniform Securities Agent State Law Examination
  2017-04-03

Other Names

• Sarai Vazquez
• Sarai Vazquez
• Sarai Vazquez Chung