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David Scott Ciccolini

Charles Schwab & Co., Inc.

Jersey City, NJ

Lone Tree, CO

CRD 6446132

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-12
NJ RA APPROVED 2023-01-13
  • NY RA
    APPROVED
    Since 2026-01-12
  • NJ RA
    APPROVED
    Since 2023-01-13

Branch Locations

30 Hudson Street Floor 23, Jersey City, NJ 07302 • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2015 10/2019
Morgan Stanley New York NY 10/2019 11/2022
Td Ameritrade, Inc Jersey City NJ 11/2022 06/2024
Charles Schwab & Co., Inc Jersey City NJ 03/2023 Present
  • 02/2015 → 10/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2019 → 11/2022
    Morgan Stanley
    New York, NY
  • 11/2022 → 06/2024
    Td Ameritrade, Inc
    Jersey City, NJ
  • 03/2023 → Present
    Charles Schwab & Co., Inc
    Jersey City, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-13
S63 Uniform Securities Agent State Law Examination 2015-03-10
  • S66 Uniform Combined State Law Examination
    2019-12-13
  • S63 Uniform Securities Agent State Law Examination
    2015-03-10
Other Names
  • David Scott Ciccolini
  • David Ciccolini

View on SEC IAPD

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Nearby Investors

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Andre Ricardo Carrera
Matthew A Funk

Nearby Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY

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