Michael Jon Lewis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 01/2026
  Edward Jones
  St Louis, MO
• 01/2026 → Present
  Lpl Financial Llc
  Ashland, OR

Previous Registrations

• 2015-06-05 → 2026-01-21
  Edward Jones
  Jacksonville, OR
  St Louis, MO
  Ashland, OR
  Ashland, OR

Other Businesses

1. 01/2025 - Swan Investments - DBA for LPL Business (entity for LPL business) - Inv Related - 167 Hour(s)/Month - 80 Hour(s) During Trading - Oregon 97520,US - OBA Start Date: 1/12/2026 2. 01/2025 - Swan Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 167 Hour(s)/Month - 80 Hour(s) During Trading - Oregon 97520,US - OBA Start Date: 1/12/2026 3. . 01/2025 - Real Estate - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Star ID 83669 - OBA Start Date: 10/21/2020

Exams

• S66 Uniform Combined State Law Examination
  2015-04-11