David Chase Komatz

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 11/2017
  Morgan Stanley
  Chicago, IL
• 11/2017 → Present
  Nuveen Securities, Llc
  Seattle, WA
• 11/2017 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2015-06-12 → 2017-11-06
  Morgan Stanley
  Chicago, IL

Other Businesses

Name: CKMatz, LLC Position: Registered Agent Nature: Real Estate Investments. Investment Related: No Hours: 1 hour per week Securities Trading Hours: 0 Start Date: 06/13/2024 Address: Home Address Denver, CO 80202 Description: Providing Capital. This is a family LLC with the intent of real estate investments. Both members are accredited investors where we intend to pool our funds for direct real estate investments

Exams

• S66 Uniform Combined State Law Examination
  2015-06-12

Other Names

• Chase Komatz
• David Chase Komatz
• David Chase Komatz