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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-22 |
| MO | RA | APPROVED | 2016-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ladue | MO | 04/2011 | Present |
I*127274 For profit or not for profit: For-Profit Organization Name of outside business organization: Twain Realty LLC Investment related: N Address of business: Kirkwood, Missouri 63122 Nature of business: LLC, Position, title, association: Other, I do not maintain a position with the company Start date of relationship: 9/13/2019 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I have beneficial interest in my husband's rental property/real estate company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-10 |
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