Lee Johnson

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2018-05-08

WI RA
APPROVED

Since 2018-05-08

Branch Locations

Franklin, WI • United States

W188S7820 Racine Ave, Muskego, WI 53150 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual	Milwaukee	WI	01/2016	10/2017
Wisconsin Lutheran College	Milwaukee	WI	01/2016	02/2018
Thrivent Investment Management Inc	Muskego	WI	01/2018	Present
Thrivent Financial	Appleton	WI	02/2018	07/2018
Thrivent Financial	Appleton	WI	07/2018	Present

01/2016 → 10/2017

Northwestern Mutual

Milwaukee, WI
01/2016 → 02/2018

Wisconsin Lutheran College

Milwaukee, WI
01/2018 → Present

Thrivent Investment Management Inc

Muskego, WI
02/2018 → 07/2018

Thrivent Financial

Appleton, WI
07/2018 → Present

Thrivent Financial

Appleton, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-12

S66 Uniform Combined State Law Examination

2018-04-12

View on SEC IAPD