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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-03
  • NY RA
    APPROVED
    Since 2022-11-03

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

4707 Lake Road South, Brockport, NY 14420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Marine Corps Albany NY 07/2010 02/2018
Axa Advisors, Llc New York NY 03/2015 03/2018
Massachusetts Mutual Life Insurance Company Rochester NY 03/2018 10/2019
Mml Investors Services, Llc Rochester NY 10/2019 10/2019
Us Army Reserve Tonawanda NY 08/2017 Present
M&T Securities Buffalo NY 04/2020 10/2022
84 Lumber Rochester NY 01/2020 04/2020
Lpl Financial Llc Brockport NY 06/2021 10/2022
Lpl Financial Llc Brockport NY 06/2021 10/2022
Key Investment Services Llc Brooklyn OH 10/2022 Present
  • 07/2010 → 02/2018
    Us Marine Corps
    Albany, NY
  • 03/2015 → 03/2018
    Axa Advisors, Llc
    New York, NY
  • 03/2018 → 10/2019
    Massachusetts Mutual Life Insurance Company
    Rochester, NY
  • 10/2019 → 10/2019
    Rochester, NY
  • 08/2017 → Present
    Us Army Reserve
    Tonawanda, NY
  • 04/2020 → 10/2022
    M&T Securities
    Buffalo, NY
  • 01/2020 → 04/2020
    84 Lumber
    Rochester, NY
  • 06/2021 → 10/2022
    Brockport, NY
  • 06/2021 → 10/2022
    Brockport, NY
  • 10/2022 → Present
    Brooklyn, OH
Previous Registrations
  • 2021-06-09 → 2022-11-10
    Brockport, NY
    Syracuse, NY
    Hilton, NY
    Rochester, NY
  • 2020-04-20 → 2021-06-09
    M&T Securities, Inc.
    Baltimore, MD
    Rochester, NY
    Hilton, NY
    Syracuse, NY
    Brockport, NY
  • 2018-04-05 → 2019-10-14
    Rochester, NY
  • 2015-10-21 → 2018-03-05
    Rochester, NY
    Albany, NY
    Rochester, NY
Other Businesses

1.) Starting: 8-27-17: US Army Reserve; not investment related; 515 Ridge Rd. Webster, NY 14580. Sargent; 48 to 96 hours / mo. 0 to 48 hours during trading hours; military duties. 2.) BROWNCOFT NEIGHBORHOOD ASSOCIATION: POSITION: null NATURE: Neighborhood association that provides annual social activities and advocates for the area with the city and other local groups. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2025. ADDRESS: PO Box 10127, Rochester NY 14610, United States. DESCRIPTION: Yarmouth Rd Street representative- represent the street and advocate for residents of Yarmouth Rd

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-24
  • S66 Uniform Combined State Law Examination
    2015-04-24
Designations

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