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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-18
  • TX RA
    APPROVED
    Since 2016-10-18

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 06/2016 Present
Bank Of America, N.A. Dallas TX 02/2017 Present
Other Businesses

I*, Entity Type Entity For Profit, Name of OBA: Jimmy's Food Store Address: Dallas, Texas, 75206 Investment Related: No Position, Title, Association: Family Held Employee Start Date:09-Jul-2016 No Hours: 10 monthly No Hours during trading: 0 Duties: Family owned grocery store that I would like to help work at on the weekends or at night during the week from time to time. My roles will simply be stocking the shelves, take sandwich orders, be a cashier, and help run the Facebook page.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-15
  • S66 Uniform Combined State Law Examination
    2016-10-15
Other Names
  • Charles Lewis Dicarlo
  • Charlie Lewis Dicarlo
  • Charles L Dicarlo

View on SEC IAPD

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