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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-26 |
| IN | RA | APPROVED | 2018-05-02 |
Branch Locations
111 Monument Circle Suite 3100, Indianapolis, IN 46204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Indianapolis | IN | 12/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2016 | 04/2018 |
(1) 366040 - Southern Networks Company, LLC / Investment Related / Rushville, IN / Technology / Sole Proprietor - Owner - Partner / Start 24-May-2019 / During business hours: 0 / After business hours: 1 / Administrative. *682015- Smartlink IoT Solutions; Investment related: No; Greenfield, Indiana; Technology:Wholesale/Distribution; Partner:Employee (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 20; Administrative:Accounting/Bookkeeping:Other - Vendor or Supplier Coordination; Ownership; Strategic Planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-24 |
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