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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc. | St. Paul | MN | 04/2015 | 08/2023 |
| Minnesota Life | St. Paul | MN | 04/2015 | 08/2023 |
| Renaissance Financial | St. Louis | MO | 04/2015 | Present |
| Cetera Wealth Services, Llc | St. Louis | MO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: January 2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: January 2016 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. IMAGINE HEALTH CHIROPRACTIC POSITION: Consultant NATURE: Healhcare INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: TBD, St Louis MO 63146, United States DESCRIPTION: My wife is opening a chiropractic practice. She is the sole owner of the business. We have invested joint money into the practice, also, both of our names will be on the loan we are acquiring. I will at times help give her financial advice and other one off advice in regards to the practice, that is my only role in the management of it. 4. MISSOURI ATHLETIC CLUB POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2017 ADDRESS: 405 Washington Ave, St Louis MO 63102, United States DESCRIPTION: I help serve on the Finance Committee for the Missouri Athletic Club. I have previously helped with their Governance Committee; 5. NAME OF OTHER BUSINESS: MERCY HEALTH FOUNDATION ST. LOUIS; INVESTMENT RELATED: NO; ADDRESS: 615 S NEW BALLAS RD, SAINT LOUIS, MO, 63141; NATURE OF BUSINESS: BOARD; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST THE BOARD IN CARRYING OUT ITS FIDUCIARY RESPONSIBILITIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-31 |
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