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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-05-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Optionsxpress | Denver | CO | 01/2015 | 10/2017 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 10/2017 | Present |
Start Date = 02-24-20| Planalytics LLC| Owner| Parker, CO| Hours/Month = 20-40| Owner/operator of an analytics firm supporting small businesses and non-profits in the Denver metro area.(2) N/A|Investment Related:No|Internet Services|Product reviewer|2022-12-07|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Amazon Vine provides free products to reviewers whose reviews are particularly helpful in exchange for a review of the product, posted to Amazon.com. There is no explicit financial services or investment related component.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-12 |
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