Lane Moore

Sanders Morris LLC

Claim This Profile

Current Employers

Sanders Morris Llc

600 Travis Suite 5900, Houston, TX 77002-3003 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-09-19
AK	RA	APPROVED	2022-09-16
IA	RA	APPROVED	2022-09-08
NH	RA	APPROVED	2022-09-07
PR	RA	APPROVED	2022-09-07
VA	RA	APPROVED	2022-09-07
VI	RA	APPROVED	2022-09-07
CO	RA	APPROVED	2022-09-06
DE	RA	APPROVED	2022-09-06
FL	RA	APPROVED	2022-09-06
GA	RA	APPROVED	2022-09-06
HI	RA	APPROVED	2022-09-06
ID	RA	APPROVED	2022-09-06
IN	RA	APPROVED	2022-09-06
LA	RA	APPROVED	2022-09-06
MO	RA	APPROVED	2022-09-06
NC	RA	APPROVED	2022-09-06
ND	RA	APPROVED	2022-09-06
WV	RA	APPROVED	2022-09-06
AL	RA	APPROVED	2022-09-02
CA	RA	APPROVED	2022-09-02
CT	RA	APPROVED	2022-09-02
IL	RA	APPROVED	2022-09-02
KS	RA	APPROVED	2022-09-02
ME	RA	APPROVED	2022-09-02
MN	RA	APPROVED	2022-09-02
MT	RA	APPROVED	2022-09-02
NE	RA	APPROVED	2022-09-02
NJ	RA	APPROVED	2022-09-02
NM	RA	APPROVED	2022-09-02
NY	RA	APPROVED	2022-09-02
OH	RA	APPROVED	2022-09-02
OR	RA	APPROVED	2022-09-02
PA	RA	APPROVED	2022-09-02
SD	RA	APPROVED	2022-09-02
UT	RA	APPROVED	2022-09-02
WA	RA	APPROVED	2022-09-02
WY	RA	APPROVED	2022-09-02
TX	RA	APPROVED	2016-12-12

AZ RA
APPROVED

Since 2022-09-19
AK RA
APPROVED

Since 2022-09-16
IA RA
APPROVED

Since 2022-09-08
NH RA
APPROVED

Since 2022-09-07
PR RA
APPROVED

Since 2022-09-07
VA RA
APPROVED

Since 2022-09-07
VI RA
APPROVED

Since 2022-09-07
CO RA
APPROVED

Since 2022-09-06
DE RA
APPROVED

Since 2022-09-06
FL RA
APPROVED

Since 2022-09-06
GA RA
APPROVED

Since 2022-09-06
HI RA
APPROVED

Since 2022-09-06
ID RA
APPROVED

Since 2022-09-06
IN RA
APPROVED

Since 2022-09-06
LA RA
APPROVED

Since 2022-09-06
MO RA
APPROVED

Since 2022-09-06
NC RA
APPROVED

Since 2022-09-06
ND RA
APPROVED

Since 2022-09-06
WV RA
APPROVED

Since 2022-09-06
AL RA
APPROVED

Since 2022-09-02
CA RA
APPROVED

Since 2022-09-02
CT RA
APPROVED

Since 2022-09-02
IL RA
APPROVED

Since 2022-09-02
KS RA
APPROVED

Since 2022-09-02
ME RA
APPROVED

Since 2022-09-02
MN RA
APPROVED

Since 2022-09-02
MT RA
APPROVED

Since 2022-09-02
NE RA
APPROVED

Since 2022-09-02
NJ RA
APPROVED

Since 2022-09-02
NM RA
APPROVED

Since 2022-09-02
NY RA
APPROVED

Since 2022-09-02
OH RA
APPROVED

Since 2022-09-02
OR RA
APPROVED

Since 2022-09-02
PA RA
APPROVED

Since 2022-09-02
SD RA
APPROVED

Since 2022-09-02
UT RA
APPROVED

Since 2022-09-02
WA RA
APPROVED

Since 2022-09-02
WY RA
APPROVED

Since 2022-09-02
TX RA
APPROVED

Since 2016-12-12

Branch Locations

5950 Sherry Lane Suite 470, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Dallas	TX	02/2015	11/2016
Jpmorgan Chase Bank Na	Dallas	TX	09/2012	11/2016
Sanders Morris Harris	Dallas	TX	11/2016	Present

02/2015 → 11/2016

J.P. Morgan Securities Llc

Dallas, TX
09/2012 → 11/2016

Jpmorgan Chase Bank Na

Dallas, TX
11/2016 → Present

Sanders Morris Harris

Dallas, TX

Previous Registrations

2016-07-13 → 2016-11-28

J.P. Morgan Securities Llc

Dallas, TX

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-11
S63	Uniform Securities Agent State Law Examination	2015-05-21

S66 Uniform Combined State Law Examination

2016-07-11
S63 Uniform Securities Agent State Law Examination

2015-05-21

Other Names

Lane Moore
Lane Margareth Gempel

View on SEC IAPD

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