Garth Farrell Stefan

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 09/2021
  T. Rowe Price
  Owings Mills, MD
• 09/2021 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 03/2020 → Present
  Self-Employed
  Charlotte, NC
• 03/2020 → Present
  Self-Employed
  Charlotte, NC
• 10/2020 → Present
  Stefan Solutions Llc
  Laurel, MD
• 06/2016 → 06/2018
  Loyola College Of Maryland
  Baltimore, MD
• 09/2021 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 09/2021 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2018-04-18 → 2021-08-30
  T. Rowe Price Advisory Services, Inc.
  Owings Mills, MD

Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: TUTORING POSITION: CONTRACTED WITH VARSITY TUTORS START DATE: 03/2020 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TUTORING NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: TUTORING POSITION: CONTRACTED WITH WYZANT START DATE: 03/2020 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TUTORING NAME OF BUSINESS: STEFAN SOLUTIONS LLC NON-INVESTMENT-RELATED ADDRESS: LAUREL, MD NATURE OF BUSINESS: TUTORING POSITION: OWNER START DATE: 10/2020 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TUTORING

Exams

• S66 Uniform Combined State Law Examination
  2018-04-17
• S63 Uniform Securities Agent State Law Examination
  2015-12-23

Other Names

• Garth Stefan
• Garth Stefan