Christopher James Mcgarvey

Employer firm

Waverly Advisors, LLC CRD 115332

$29.9B regulatory AUM 69 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-08

FL RA
APPROVED

Since 2023-02-08

Branch Locations

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

212 E Highland Drive Suite 201, Lakeland, FL 33813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wall Advisors, Inc.	Lakeland	FL	03/2016	03/2023
Waverly Advisors, Llc	Lakeland	FL	12/2022	Present

03/2016 → 03/2023

Wall Advisors, Inc.

Lakeland, FL
12/2022 → Present

Waverly Advisors, Llc

Lakeland, FL

Previous Registrations

2016-06-08 → 2023-03-10

Wall Advisors, Inc.

Lakeland, FL
2015-10-14 → 2016-04-12

T. Rowe Price Advisory Services, Inc.

Tampa, FL

Other Businesses

McGarvey Financial, Inc. - Not investment-related - 1804 Sterling Drive, Lakeland, FL 33813 - Formed for tax purposes only - President and 100% owner - Start date 01/31/2017 - 0 hours per month Alpha Cap International, LLC - Not investment-related - 1804 Sterling Drive, Lakeland, FL 33813 - Online Amazon retailer, spouse's business - Vice President - Start date 04/10/2021 - 0 hours per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-01

S66 Uniform Combined State Law Examination

2015-10-01

Designations

Certified Financial Planner

View on SEC IAPD