Wendy Susan Prestwood

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 05/2022
  Prestwood Financial Group, Llc.
  Overland Park, KS
• 09/2014 → 05/2022
  Voya Financial Advisors
  Overland Park, KS
• 05/2022 → Present
  Private Client Services
  Overland Park, KS
• 05/2022 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2011-01-03 → 2022-05-06
  Voya Financial Advisors, Inc.
  Overland Park, KS
  Columbus, OH
• 2006-03-06 → 2011-01-03
  Voya Financial Partners, Llc
  Overland Park, KS
  Overland Park, KS
  Olathe, KS
  Olathe, KS
  Overland Park, KS

Other Businesses

1) CHHSZ Holdings, LLC. 6201 College Blvd, Suite #150, Overland Park, KS 66211. CHHSZ Holdings, LLC is the sole owner of Prime Capital Investment Advisors, LLC ("PCIA"), a federally registered RIA. Member provides professional (investment advisory) services as an IAR of PCIA. 1 hr/mo; 1 during trading hrs. 2) PCRM, LLC. 6201 College Blvd, Suite #150, Overland Park, KS 66211. Fixed insurance sales and service through IMO relationship(s). Insurance agent, sale and service of fixed insurance products. 10 hrs/mo; 10 during trading hrs. 3) Prime Capital Investment Advisors, LLC. 6201 College Blvd, Suite #150, Overland Park, KS 66211. RIA. 160 hrs/mo; 160 during trading hrs. 4) The Future of Finance Scholarship Fund, 6201 College Blvd, Ste #150, Overland Park, KS 66211, not investment related, position: board member - Helping to ensure we understand our legal requirements that apply to our organization and oversee that those requirements are met while fulfilling our organization's purpose, start date: 03/23/2023, 1 hr/mo, 1 hr/mo during trading hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-03
• S63 Uniform Securities Agent State Law Examination
  1998-12-15

Other Names

• Wendy Brown
• Wendy Peters
• Wendy Susan Hunzicker
• Wendy Prestwood
• Wendy Susan Hunzicker