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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-10-12
TX RA APPROVED_RES 2023-10-10
  • NE RA
    APPROVED
    Since 2023-10-12
  • TX RA
    APPROVED_RES
    Since 2023-10-10

Branch Locations

18205 Capitol Ave Ste 300, Elkhorn, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services, Inc Omaha NE 01/2015 09/2023
Mutual Of Omaha Insurance Company Omaha NE 03/2014 09/2023
Principal Life Insurance Company Omaha NE 10/2023 Present
Principal Securities, Inc Omaha NE 09/2023 Present
Midlands Financial Elkhorn NE 11/2025 Present
Previous Registrations
Other Businesses

**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 10/01/2023 ADDRESS: 18205 Capitol Ave, Ste 300, Elkhorn NE 68022, United States DESCRIPTION: Fixed Insurance: Life, disability, annuities, long term care, health, Medicare supplement and group benefits. **BENNINGTON YOUTH FOOTBALL POSITION: Coach NATURE: Coaching Youth Tackle and Flag Football INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/18/2024 ADDRESS: 11201 N 168th St, Bennington NE 68007, United States DESCRIPTION: I will be serving as the Head Coach for the Bennington Jr Badgers 6th Grade White Team for the fall 2024 season. In this capacity I am responsible for all aspects of team operations, including holding team practices, coaching on game days and all team communications with the league, my organization and parents. I will also be coaching the 2nd Grade Chiefs Flag Football team for the fall 2024 season. In this capacity I am responsible for all aspects of team operations, including holding team practices, coaching on game days and all team communications with the league, my organization and parents. **MIDLANDS FINANCIAL (DBA) POSITION: Partner, Financial Advisor, Financial Representative, Principal Securities Registered Representative NATURE: Fee-based Financial Planning, Group/Health Insurance, Life Insurance/Annuities, Mutual Funds/Securities/ VA / VL, Seminars/Educational Workshops INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2025 ADDRESS: 18205 Capitol Ave, Ste 300, Elkhorn NE 68022, United States DESCRIPTION: DBA Marketing Name. **OMNIFIELD SYSTEMS, LLC POSITION: Managing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 5819 N 169TH ST, OMAHA NE 68116, United States DESCRIPTION: Title: Managing Member (anticipated). Role: I am the founder and sole member of the OmniField Systems LLC, which has been filed and approved by the state of Nebraska. I am updating this disclosure since forming the entity. OmniField Systems is a software company I am developing. I am responsible for all product development, design and business operations. Products and Services: A software platform for youth sports organization, team management, communication tools, coaching resources, and athlete development tracking. Customers: Youth sports organizations (e.g. youth football leagues, recreational sports associations). No Principal clients are involved.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-27
S63 Uniform Securities Agent State Law Examination 2015-02-27
  • S65 Uniform Investment Adviser Law Examination
    2015-06-27
  • S63 Uniform Securities Agent State Law Examination
    2015-02-27

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