Frank Grooss

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-30
IL	RA	APPROVED	2015-04-14

TX RA
APPROVED_RES

Since 2019-01-30
IL RA
APPROVED

Since 2015-04-14

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Chicago	IL	10/2014	Present
Mml Investors Services	Chicago	IL	02/2015	Present

10/2014 → Present

Mass Mutual Life Insurance Company

Chicago, IL
02/2015 → Present

Mml Investors Services

Chicago, IL

Other Businesses

NAME: TUK TUK NAPERVILLE INV REL: Y ADD: 614 E 5TH AVE NAPERVILLE, IL 60563 NATURE: GOLF CART TRANSPORTATION SERVICE POSITION: OWNER START DATE: 8/15/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PASSIVE INVESTMENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-31

S66 Uniform Combined State Law Examination

2015-03-31

Other Names

Frank Grooss

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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