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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-05-16 |
| CA | RA | APPROVED | 2019-10-31 |
| TX | RA | APPROVED_RES | 2019-08-23 |
Branch Locations
9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States
Summertown, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 01/2015 | Present |
| Bank Of America, N.A. | Chandler | AZ | 07/2019 | Present |
I*461779 For profit or not for profit: Entity For Profit Name of outside business organization: Stroud Farm Investment related: N Address of business: Summertown, Tennessee, 38482 Nature of business: ["HOA, Co-op, Freehold"] Position, title, association: ["Treasurer","Owner"], Start date of relationship: 1/1/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , We currently have animals we raise for eggs / meat. Would be feeding watering and butchering
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-26 |
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