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Inactive

Keith Gorman Dowling

Mariner

Florham Park, NJ

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-23
KS RA APPROVED 2015-03-17
  • NJ RA
    APPROVED
    Since 2024-01-23
  • KS RA
    APPROVED
    Since 2015-03-17

Branch Locations

180 Park Avenue Suite 201, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Firstpoint Financial Leawood KS 06/2014 03/2017
Msec, Llc Overland Park KS 06/2014 12/2019
Mariner Wealth Advisors-Madison, Llc Leawood KS 06/2014 06/2018
Mariner Wealth Advisors Madison NJ 03/2015 12/2018
Mariner Wealth Advisors Madison NJ 01/2019 Present
  • 06/2014 → 03/2017
    Firstpoint Financial
    Leawood, KS
  • 06/2014 → 12/2019
    Msec, Llc
    Overland Park, KS
  • 06/2014 → 06/2018
    Mariner Wealth Advisors-Madison, Llc
    Leawood, KS
  • 03/2015 → 12/2018
    Mariner Wealth Advisors
    Madison, NJ
  • 01/2019 → Present
    Mariner Wealth Advisors
    Madison, NJ
Previous Registrations
  • 2014-09-02 → 2018-07-03
    Mariner Wealth Advisors
    Overland Park, KS
    Madison, NJ
  • 2014-10-29 → 2017-06-05
    Mariner Wealth Advisors
    Madison, NJ
    Overland Park, KS
  • 2014-10-30 → 2017-06-05
    Mariner Wealth Advisors
    Madison, NJ
    Overland Park, KS
  • 2015-05-21 → 2017-03-22
    Firstpoint Financial, Llc
    Overland Park, KS
  • 2014-06-23 → 2016-01-21
    Firstpoint Financial, Llc
    Leawood, KS
    Madison, NJ
  • 2012-11-30 → 2014-06-24
    Morgan Stanley
    New York, NY
  • 2008-07-07 → 2012-07-20
    Ubs Financial Services Inc.
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    New York, NY
    New York, NY
    Weehawken, NJ
    New York, NY
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-05
  • S66 Uniform Combined State Law Examination
    2008-07-05
Designations
Other Names
  • Keith G Dowling

View on SEC IAPD

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