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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-04-22
TX RA APPROVED 2015-04-22
  • NJ RA
    APPROVED
    Since 2015-04-22
  • TX RA
    APPROVED
    Since 2015-04-22

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2015 Present
Bank Of America, N.A. Pennington NJ 01/2015 Present
Other Businesses

I*10207 For profit or not for profit: Name of outside business organization: Miles McPherson Investment related: Address of business: Red Bank, New Jersey 07722 Nature of business: , Position, title, association: , Start date of relationship: 11/1/2020 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-21
  • S66 Uniform Combined State Law Examination
    2015-04-21
Other Names
  • Miles Mcpherson

View on SEC IAPD

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