Justin Paul Masci

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-07-19

TX RA
APPROVED

Since 2017-07-19

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Bemus Point	NY	04/2016	09/2016
Unemployed	Austin	TX	09/2016	02/2017
Charles Schwab & Co., Inc	Austin	TX	03/2017	Present

04/2016 → 09/2016

Unemployed

Bemus Point, NY
09/2016 → 02/2017

Unemployed

Austin, TX
03/2017 → Present

Charles Schwab & Co., Inc

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-14
S63	Uniform Securities Agent State Law Examination	2015-07-21

S66 Uniform Combined State Law Examination

2017-07-14
S63 Uniform Securities Agent State Law Examination

2015-07-21

Other Names

Justin Masci

View on SEC IAPD