Seth Logan Franklin

Current Employers

Oneascent Financial Services Llc

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-05-09

KY RA
APPROVED

Since 2025-05-09

Branch Locations

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

329 North Main Street, Madisonville, KY 42431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Franklin Financial Group	Madisonville	KY	02/2017	Present
Us Bank	Madisonville	KY	01/2014	02/2017
Lpl Financial, Llc	Madisonville	KY	02/2017	05/2025
Private Advisor Group, Llc	Morristown	NJ	07/2021	05/2025
Oneascent Financial Services, Llc	Birmingham	AL	05/2025	Present

02/2017 → Present

Franklin Financial Group

Madisonville, KY
01/2014 → 02/2017

Us Bank

Madisonville, KY
02/2017 → 05/2025

Lpl Financial, Llc

Madisonville, KY
07/2021 → 05/2025

Private Advisor Group, Llc

Morristown, NJ
05/2025 → Present

Oneascent Financial Services, Llc

Birmingham, AL

Previous Registrations

2021-07-22 → 2025-05-09

Private Advisor Group, Llc

Madisonville, KY

Morristown, NJ

Other Businesses

1. Franklin Wealth Management. Investment related. 329 North Main Street, Madisonville, KY 42431. Insurance agent. Start date: 05/09/2025. 10 hours per month. 2. Registered Representative of Purshe Kaplan Sterling Investments, Inc. Investment related. 80 State Street Albany, NY 12207. Start date: 05/09/2025. 10 hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-04

S66 Uniform Combined State Law Examination

2021-03-04

View on SEC IAPD