Celia M Valez

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-02-24
NJ	RA	APPROVED	2026-01-30
VT	RA	APPROVED	2026-01-30
CT	RA	APPROVED	2026-01-29
PA	RA	APPROVED	2026-01-29
NY	RA	APPROVED	2025-12-12

MA RA
APPROVED

Since 2026-02-24
NJ RA
APPROVED

Since 2026-01-30
VT RA
APPROVED

Since 2026-01-30
CT RA
APPROVED

Since 2026-01-29
PA RA
APPROVED

Since 2026-01-29
NY RA
APPROVED

Since 2025-12-12

Branch Locations

Yorktown, NY • United States

52 South Union Suite 101, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Bedford Hills	NY	01/2015	07/2023
Jpmorgan Chase Bank	Bedford Hills	NY	04/2012	07/2023
Polifi Inc.	Wappinger Falls	NY	03/2017	08/2019
Statefarm	Mount Kisco	NY	04/2024	03/2025
Unemployed	Yorktown Heights	NY	08/2023	03/2024
Unemployed	Yorktown Heights	NY	04/2025	09/2025
Valic Financial Advisors, Inc.	Williamsville	NY	09/2025	Present

01/2015 → 07/2023

Jpmorgan Securities Llc

Bedford Hills, NY
04/2012 → 07/2023

Jpmorgan Chase Bank

Bedford Hills, NY
03/2017 → 08/2019

Polifi Inc.

Wappinger Falls, NY
04/2024 → 03/2025

Statefarm

Mount Kisco, NY
08/2023 → 03/2024

Unemployed

Yorktown Heights, NY
04/2025 → 09/2025

Unemployed

Yorktown Heights, NY
09/2025 → Present

Valic Financial Advisors, Inc.

Williamsville, NY

Other Businesses

AGIA POSITION: Agent NATURE: non-securities insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 09/22/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non-securities insurance products for AGIA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-12-12
S65	Uniform Investment Adviser Law Examination	2025-11-21

S63 Uniform Securities Agent State Law Examination

2025-12-12
S65 Uniform Investment Adviser Law Examination

2025-11-21

Other Names

Celia Marie Valez
Celia M. Valez
Celia Valez

View on SEC IAPD