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Jerod Raymond Havel

Stifel, Nicolaus & Company, Incorporated

Modesto, CA

Modesto, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-07
TX RA APPROVED 2018-09-06
  • CA RA
    APPROVED
    Since 2018-09-07
  • TX RA
    APPROVED
    Since 2018-09-06

Branch Locations

Modesto, CA • United States

1549 Mchenry Avenue Suite A, Modesto, CA 95350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Modesto CA 01/2015 11/2016
Wells Fargo Clearing Services, Llc Modesto CA 11/2016 09/2018
Stifel Nicolaus & Co Inc Modesto CA 09/2018 Present
  • 01/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Modesto, CA
  • 11/2016 → 09/2018
    Wells Fargo Clearing Services, Llc
    Modesto, CA
  • 09/2018 → Present
    Stifel Nicolaus & Co Inc
    Modesto, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-16
  • S66 Uniform Combined State Law Examination
    2015-07-16
Other Names
  • Jerod Havel

View on SEC IAPD

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